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Commodity broker
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#	Item
141	Recommendations for Best Practices in Order Entry and Transmission of Exchange-Traded Futures and Options Transactions Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-02-09 15:12:13 Financial markets Commodity Futures Trading Commission Futures contract Derivative Algorithmic trading Commodity Exchange Act Futures exchange Flash Crash Commodity broker Financial economics Finance Financial system
142	113TH CONGRESS " HOUSE OF REPRESENTATIVES 2d Session ! Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-06-10 00:14:54 Investment Financial markets Commodity broker Commodity Futures Trading Commission Futures contract Commodity Exchange Act National Futures Association MF Global Commodity pool Financial economics Commodities market Finance
143	Regulation of Securities Markets The Division of Market Regulation oversees the operations of the nation’s securities markets and market participants. In 2000, the SEC supervised approximately 7,900 registered broker-d Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-08-13 15:07:44 United States Securities and Exchange Commission United States securities law Financial regulation Stock market 73rd United States Congress Securities Exchange Act Securities market Commodity Futures Modernization Act Commodity Futures Trading Commission Financial economics Financial system Finance
144	Proposed Rule: Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Capital Rule for Certain Security-Based Swap Dealers Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-04-25 16:07:50 United States Securities and Exchange Commission United States securities law Systemic risk Broker-dealer Fixed income market Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities Exchange Act Commodity Futures Trading Commission Financial regulation Financial economics Finance
145	C:rsinnDatamingtQuadtaL-PRT-1~1.XML Add to Reading List Source URL: democrats.rules.house.gov Language: English - Date: 2014-06-12 13:57:04 Commodity Futures Trading Commission Finance Commodity Exchange Act Commodity broker SoftQuad Software Futures contract Futures XMetaL Financial economics Financial markets Financial system
146	Futures Commission Merchant Activities Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2014-08-03 08:45:29 Futures contract Derivative Hedge Commodity Futures Trading Commission Futures exchange Liquidity risk Commodities market Commodity broker Financial economics Finance Financial system
147	Title 32: PROFESSIONS AND OCCUPATIONS Chapter 111-A: MAINE COMMODITY CODE HEADING: PL 1987, c. 402, Pt. A, §174 (rpr) Table of Contents Subchapter 1. GENERAL PROVISIONS................................................... Add to Reading List Source URL: www.mainelegislature.org Language: English - Date: 2013-12-04 06:34:06 Business Financial markets Marxist theory Commodity Exchange Act United States securities law Futures contract Commodity Futures Trading Commission Commodity Commodity broker Commodities market Financial economics Goods
148	ICE planning to enable more implied prices in Futures Products Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-10 10:44:08 Financial markets Futures contract MF Global Commodity broker Futures exchange Commodity Futures Trading Commission Portfolio margin Derivative Credit default swap Financial economics Finance Investment
149	Compliance Outreach Program for Broker-Dealers April 9, 2013 Washington, DC Agenda Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:43:39 Elisse B. Walter Commodity Futures Trading Commission Financial regulation Investment banking Economy of the United States Business U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
150	Incoming Letter: Request for Order Exempting Certain Persous from Broker-Dealer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 11:40:27 Futures exchanges Futures contract Chicago Mercantile Exchange Derivative Credit default swap Commodity Futures Trading Commission Margin Financial economics Finance Financial system

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